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Compliance Officer in Malaysia

Kuala Lumpur
Posted on:
30+ days ago
Compliance Process: To prepare checklists to make sure that all compliance standards are being adhered. The Compliance process including: Gathering all information provided to understand client situation. Checking all financial planning and credit advice documentation before and after client meeting to guarantee high quality of the advice. Liasing closely with CSMs and paraplanners preparing the...
AS White Global


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